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The UK Patent Family and Software Patents
Commemorate Banana Union Day

The United Kingdom's patent matters are run nearly exclusively by the UK Patent Office which has been a relentless promoter of software patentability in Europe since the 1970s.
[----- UKPO _____]The UKPO, surrounded by a circle of industrial patent lawyers, is the powerhouse of UK and even much of EU patent policy. THe UKPO is currently not involved in promoting innovation by having an efficient patent/copyright system but in imposing transaction costs for the benefit of patent lawyers and patent officials. They are thus transferring wealth from the productive sector of the economy to the nonproductive sector; away from job creation, towards making bloated sheltered professions even richer.

[----- NEW LABOUR _____]The Blair government is closely following and implementing the decisions of the UK patent family. In the European Parliament, Labour MEP Arlene McCarthy is using UKPO doublespeak, learned from UKPO employees and their circle of industrial patent lawyer friends, to impose unlimited patentability of algorithms and business methods such as Amazon One Click Shopping on Europe, while publicly proclaiming that she is aiming for the contrary. Similar doublespeak is also used by other Labour (and Tory) politicians.

There is not a single economic study, field survey or theoretical analysis, whether done in the UK, by the EC or elsewhere, that concludes in favor of software patentability. The current push is the work of the patent lobby (patent offices, patent lawyers, patent departments in companies) against the will of most SMEs, of technicians, and of economists. The French government has rejected the CEC/BSA directive proposal as not founded on a serious analysis on the current situation. The United Kingdom, led by its Patent Office, has come forward in support of the proposal and seems, judging from its various activities, more determined than ever in its drive to obtain from Brussels a rubber-stamp for its current illegal practise and to impose this practise on the rest of Europe.

The UKPO frequently holds "consultations" in order to show that it is not acting on its own responsibility but only responding to demands from "the industry" (= patent lawyers wearing hats of companies). When the "consultation" fails to produce the desired support, the UKPO simply reinterprets the results and does nonetheless what it had planned to do anyway.

While continuing to act as the spearhead of unlimited software patentability in Europe (see annotated links below), the UKPO has, in response to public pressure, changed its wording to a very moderate tone. It achieves this by playing with differences between the normal meaning and the patent jargon meaning of certain words and expressions.

UKPO wordingoutsider meaning (for consumption by politicians and citizens)insider meaning (as understood by patent professionals)
Business methods should not be patentable.One-Click shopping or a solution to the problem of the travelling salesman by linear programming etc should not be patentable.One-Click shopping and linear programming methods should be patentable as long as the claims refer to the operation of a machine (e.g. by running software on a computer).
The status quo should be preserved.The present law, under which rules or organisation and calculation are not considered to be inventions, should be applied.The present law should be amended or superseded, so that the patent office can continue to grant patents for non-inventions without having to fear a challenge.
We must not adopt the US practise.Unlike the US, we must refuse to grant patents on rules of organisation and calculation.We must blame all the embarassing problems with software patents on certain irrelevant peculiarities of the US system (such as reexamination, first-to-invent, the undiplomatically clear language of the State Street decision etc) which we would in any case be unable or unlikely to adopt.
An invention must have a technical contribution in its inventive step.Only technical contributions to prior art (new teachings of how to harness the forces of nature) can be patentable inventions.There should be no separate test of whether a technical contribution (= an invention) is present. Testing non-obviousness (= inventive step) is enough.
technicalrelated to harnessing the forces of naturerelated to any kind of skill whose monopolisation could be commercially rewarding and for which the patent office might want to hire examiners
The current legal situation is confusing and needs to be clarified.The incoherence in the current practise of the patent courts is unsatisfactory and must go away. The law in its present form is painfully clear. It is standing in our way. We must replace it by an unclear formula, so that we can end this embarassing discussion once for all.
National patent laws need to be harmonised.National patent laws need to be made compatible with each other by means of some common reference framework or meta-law.Legislative power needs to be removed from democratic sovereigns and handed over to the international patent community. The already painfully clear and totally uniform national patent laws need to be muddled, so that national lawcourts can't rely on the laws but must look to the consensus of the international patent community for guidance.

The current directive project is to a large extent a result of UKPO pressure in Brussels. The UKPO has worked for it for 10 years. They will not give up easily, and they seem determined to press ahead against the European Parliament.

When the directive proposal came into the European Parliament under pressure from the UKPO and under direct supervision of a former UKPO employee, Anthony Howard, the Parliament again appointed a rapporteur who from UK Labour, Arlene McCarthy, who went far out of her way to fight for UKPO's agenda. McCarthy was reported to be a "creature of Anthony Howard". During the final vote, not only all UK Labour MEPs stood behind McCarthy, but so did most of the Conservatives and Liberal Democrats. The conservatives were led by Malcolm Harbour onto this path, the Liberal Democrats by Diana Wallis. The UK stood with fervor against most of the rest of Europe as the software patent country. McCarthy was isolated in the European Socialist Group, and even Malcolm Harbour stood on the pro software patent extreme in the conservative block, whereas Diana Wallis (and with her most of the Liberal Democrat group, including MEPs who had spoken against software patents in public) acted against the written programmatic statements of her own party base. Apparently UK MEPs took it as a sign of loyalty to their country to betray their constituents in favor of the UKPO. The Greens were the only group in UK which stood with the majority of the European Parliament and the UK constituents.

The UKPO seemed to have a firm grip on the british MEPs. This was also expressed in two briefings, one by the UK government (i.e. the patent office) and one by the US government (same), which were directed only to british MEPs and which were circulated as governmental briefings of these MEPs.

A formalisation and erosion of patentability criteria was already under way in the 1970s, particularly in countries which had inherited the English legal structure. The UK was the only European country to oppose explict limits on patentability at the Munich Conference of 1973. The UK has a case-law-oriented legal culture which attaches more importance to pragmatism and precedent than to abstraction and theoretical grounding. The European Patent Convention (EPC) of 1973 provided only an implicit theoretical guidance and no examples at all. Against this background, UK patent officials find it fairly easy to look moderate and reasonable whilst in effect bending the law and pushing for unlimited patentability.

The European Patent Convention of 1973 and the Patents Act of 1977 were apparently difficult to digest for the UK patent law estabilishment. The British delegation at the EPC conference of 1973 opposed explicit exclusions and was pacified only by the inclusion of the "as such" formula. In the Patents Act concept of "technical invention", which is inherent in the original EPC wording, was removed by a british rewording. This has led to communication failures and to proposals from the UKPO to reword Art 52 EPC in a way which, if understood in proper EPC terminology, would read as

The following are not inventions, unless they are inventions
. See analysis in the Annotated Links below.

The push for software patents at the European Patent Office (EPO) in the 1980s is reported by insiders to have been largely due to difficulties in explaining concepts such as that of "technical invention" to the influential British group. This was all the more difficult, as the EPO had yet to create its own precedents. Meanwhile, the practices of the EPO and UKPO have converged, and the UKPO is eager to change the EPC so that this new status quo -- very close to what the UKPO asked for in the 1970s -- can be legalised and made obligatory throughout Europe.

An early example of UKPO patent extremism is the Nymeyer case (GB patent number 1352742). This was a (simple) calculation rule for dynamically determining prices, upheld by the UKPO against the opposition of IBM in 1980. Back then nobody at the EPO would have dreamt of making this kind of thing patentable and even IBM felt compelled to uphold the rules of the European Patent Convention (EPC) against the UKPO. The UKPO refused and responded as follows:

We proceed upon the basis that the only thing that was novel in connection with the present application was the concept of the way in which a price could be fixed, but what he seeks to claim as a manner of new manufacture is (1) a method involving operating or controlling a computer in which .. the computer is programmed in a particular way (2) programs in physical form to control a computer so that it will operate in accordance with this method ... The law is that an inventive concept, if novel, can be patented to the extent that claims can be framed directed to an embodiment of the concept in some apparatus or process of manufacture.

This extreme type of business method claim has later been rejected in Britain and may even be rejected today at the UKPO, at least as long as the basic idea is not carefully reformulated in some kind of computing jargon, which would make the idea look "technical". However algorithms, whether applied to business or more abstract computing or optimisation of oil drilling, still remain the same, and the difference between algorithms and teachings about the world of controllable forces of nature, as worked out by continental jurisprudence seems to have never been a major subject of discussion in british patent jurisprudence. Thus the decision whether a "technical" contribution is found or not seems to have been treated by the UKPO at a level similar to where the EPO is treating it today: claim wording and gut feeling.

?!?Support FFII UK
?!?Write to british MPs, ask them to bring the UKPO under control
see FFII UK: Lobbying the Council of Europe
?!?Contact British MEPs and consult europarl-uk at ffii org to share experiences.
see FFII/Eurolinux 2003/04 Letter to Software Creators and Users
?!?List some samples of software patents recently granted by the UKPO!
As long as we don't list them, some people will still believe that UKPO software patents could somehow be better than those of the EPO!

Show the PTO and the government some simplified sample patents, with claims and prior art, and ask them to clarify whether the invention found in there (= contribution) is a technical one according to the new standard which they advocate!

?!?Analyse the UKPO swpat consultation
compare our analysis of the CEC consultation)

Show with easy-to-follow quotations how the UKPO asked wrong/ambiguous questions and drew wrong/ambiguous conclusions

Put together a list of participants for us to talk to

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english version 2005/01/06 by FFII